Demography of the Roman Empire

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Romans
Latin: Rōmānum
Julius Caesar
Augustus
Hadrian
Ptolemy
Constantine the Great
Strabo
Total population
49 million (2nd century CE)
Regions with significant populations
 Roman Empire 49 million (2nd century CE)
Languages
Languages:
Religion
Imperial cult (ancient Rome), ancient Roman religion, Hellenistic religion, Early Christianity, Second Temple Judaism
Related ethnic groups
other Mediterranean Sea peoples
The Roman Empire at its greatest extent, in the reign of Trajan, 117 CE

Demographically, the Roman Empire was an ordinary premodern state. It had high infant mortality, a low marriage age, and high fertility within marriage. Perhaps half of Roman subjects died by the age of 5. Of those still alive at age 10, half would die by the age of 50. Roman women could expect to bear on average 6 to 9 children.

At its peak, after the Antonine Plague of the 160s CE, it had a population of about 60 million and a population density of about 16 persons per square kilometer. In contrast to the European societies of the classical and medieval periods, Rome had unusually high urbanization rates. During the 2nd century CE, the city of Rome had more than one million inhabitants. No Western city would have as many again until the 19th century.

Background

For the Mediterranean and its hinterlands, the period from the second millennium BCE to the early first millennium CE was one of substantial population growth. What would become the territory of the Roman Empire saw an average annual population growth of about 0.1 per cent from the 12th century BCE to the 3rd century CE, resulting in a quadrupling of the region's total population. Growth was slower in the eastern Mediterranean, which was already more developed at the beginning of the period, on the order of about 0.07 per cent per year.[1] This was stronger growth than that seen in the succeeding period; from about 200 CE to 1800 CE, the European half of the empire only saw about 0.06 to 0.07 per cent annual growth (Europe as a whole saw 0.1 per cent annual growth rates), and the African and Asian parts of the empire saw almost no growth at all.[2]

By comparison, what is now the territory of China experienced 0.1 per cent annual growth from 1 CE to 1800 CE. After population decline following the disintegration of the Roman state in the fifth and sixth centuries, Europe probably re-attained Roman-era population totals in the twelfth and thirteenth centuries and, following another decline associated with the Black Death, consistently exceeded them after the mid-15th century.[2]

There are no reliable surviving records for the general demography of the Roman Empire. There are no detailed local records, such as underlie the demographic study of early modern Europe, either. Large numbers of impressionistic, moralizing, and anecdotal observations on demography survive from the literary sources. They are of little use in the study of Roman demography, which tends to rely instead on conjecture and comparison, rather than records and observations.[3]

Mortality

When the high infant mortality rate is factored in (life expectancy at birth) inhabitants of the Roman Empire had a life expectancy at birth of about 25 years. However, when infant mortality is factored out, life expectancy is doubled to the late-50s. If a Roman survived infancy to their mid-teens, they could, on average, expect near six decades of life, although of course many lived much longer or shorter lives for varied reasons.[clarification needed] Although this figure relies more on conjecture than ancient evidence, which is sparse and of dubious quality, it is a point of general consensus among historians of the period. It originates in cross-country comparison: given the known social and economic conditions of the Roman Empire, we should expect a life expectancy near the lower bound of known pre-modern populations. Roman demography bears comparison to available data for India and rural China in the early 20th century, where life expectancies at birth were also in the low 20s.[4]

About 300 census returns filed in Egypt in the first three centuries CE survive. R. Bagnall and B. Frier have used them to build female and male age distributions, which show life expectancies at birth of between 22 and 25 years, results broadly consistent with model life tables.[5] Other sources used for population reconstructions include cemetery skeletons, Roman tombstones in North Africa, and an annuities table known as "Ulpian's life table". The basis and interpretation of these sources is disputed: the skeletons cannot be firmly dated, the tombstones show non-representative sample populations, and the sources of "Ulpian's life table" are unknown. Nonetheless, because they converge with low Roman elite survival rates shown in the literary sources, and because their evidence is consistent with data from populations with comparably high mortality rates, such as in 18th century France, and early 20th century China, India, and Egypt, they reinforce the basic assumption of Roman demography: that life expectancies at birth were in the low 20s.[6]

As no population for which accurate observations survive has such a low life expectancy, model life tables must be used to understand this population's age demography. These models, based on historical data, describe 'typical' populations at different levels of mortality. For his demographic synopsis of the Roman Empire, Bruce Frier used the Model West framework, as it is "the most generalized and widely applicable".[7] Because it is based on only one empirical input, the model life table can provide only a very approximate picture of Roman demography. On two important points, the table may seriously misrepresent the Roman situation: the structural relationship between juvenile and adult mortality, and the relative mortality rates across the sexes.[8] In any case, Roman mortality should be expected to have varied greatly across times, places, and perhaps classes.[9][notes 1] A variation of ten years would not have been unusual. A life expectancy range of between 20 and 30 years is therefore plausible,[11] though it may have been exceeded in either direction in marginal regions (e.g., malarious urban districts on one end; high-altitude, low-density settlements on the other).[6]

Model West, level 3: a possible life table for the Roman Empire
Females Males
Age Mortality Cohort Life expectancy Mortality Cohort Life expectancy
0 0.3056 100,000 25.0 0.3517 100,000 22.8
1 0.2158 69,444 34.9 0.2147 64,826 34.1
5 0.0606 54,456 40.1 0.0563 50,906 39.0
10 0.0474 51,156 37.5 0.0404 48,041 36.2
15 0.0615 48,732 34.2 0.0547 46,099 32.6
20 0.0766 45,734 31.3 0.0775 43,579 29.4
25 0.0857 42,231 28.7 0.0868 40,201 26.6
30 0.0965 38,614 26.1 0.1002 36,713 23.9
35 0.1054 34,886 23.7 0.1168 33,035 21.3
40 0.1123 31,208 21.1 0.1397 29,177 18.7
45 0.1197 27,705 18.5 0.1597 25,101 16.4
50 0.1529 24,389 15.6 0.1981 21,092 14.0
55 0.1912 20,661 13.0 0.2354 16,915 11.8
60 0.2715 16,712 10.4 0.3091 12,932 9.6
65 0.3484 12,175 8.4 0.3921 8,936 7.7
70 0.4713 7,934 6.5 0.5040 5,432 6.1
75 0.6081 4,194 4.9 0.6495 2,694 4.6
80 0.7349 1,644 3.6 0.7623 944 3.4
85 0.8650 436 2.5 0.8814 225 2.4
90 0.9513 59 1.8 0.9578 27 1.7
95 1.0000 3 1.2 1.0000 1 1.2
After Frier, "Demography", 789, table 1.[notes 2]

The specifics of any ancient age distribution, moreover, would have seen heavy variation under the impact of local conditions.[6] In pre-modern societies, the major cause of death was not the chronic, end-of-life conditions that characterize mortality in industrialized societies, nor primary malnutrition, but acute infectious disease, which has varied effects on age distributions in populations. Pulmonary tuberculosis, for example, characterized much of the Roman region in antiquity; its deaths tend to be concentrated in the early twenties, where model life tables show a mortality trough.[12] Similarly, in pre-modern societies for which evidence is available, such as early modern England and early eighteenth-century China, infant mortality varies independently of adult mortality, to the extent that equal life expectancies at age twenty can be obtained in societies with infant mortality rates of 15% to 35% (life table models omit this; they depend on the assumption that age-specific mortality ratios co-vary in uniform, predictable ratios).[13] No ancient evidence can gauge this effect (the sources have a strong tendency to overlook infant death), and the model life tables might overstate it, but comparative evidence suggests that it is very high: mortality was strongly concentrated in the first years of life.[14]

Mortality on this scale: (1) discourages investment in human capital, hindering productivity growth (adolescent mortality rates in Rome were two-thirds higher than in early modern Britain); (2) creates large numbers of dependent widows and orphans; and (3) hinders long-term economic planning. With the prevalence of debilitating diseases, the number of effective working years was even worse: health-adjusted life expectancy (HALE), the number of years lived in good health, varies from life expectancy by no more than 8% in modern societies; in high-mortality societies such as Rome, it could be as much as one-sixth (17%) beneath total life expectancy. A HALE of less than 20 years would have left the empire with very depressed levels of economic productivity.[15]

Fertility

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To maintain replacement levels under such a mortality regime—much less to achieve sustained growth—fertility figures needed to be very high. With life expectancies of twenty to thirty, women would have to give birth to between 4.5 and 6.5 children to maintain replacement levels. Given elevated levels of divorce, widowhood, and sterility, however, the birth rate would have needed to be higher than that baseline, at around 6 to 9 children per woman.[16] Fertility could not long have either fallen below or outstripped replacement levels. A population which maintained an annual growth or decline of 0.7 would double or halve itself every century. Such rates are feasible locally or over a short period of time, and deaths could consistently outstrip births during epidemics, but, in the long term, convergence to maintenance levels was the rule.[17]

The surviving census returns from Roman Egypt speak to a population that had not yet undergone the "fertility transition"; artificial fertility controls like contraception and abortion were not widely used to alter natural fecundity in the Roman period. Only family limitation, in which couples ceased procreating after they had attained an acceptable level of children, could have been widespread.[18] There is no indication that even this limitation was widespread, however; the recorded distribution shows no evidence of being governed by parity or maternal age.[19]

Marital fertility in Roman Egypt
Age
Roman Egypt
Natural fertility
Attested rates Gompertz Model
12–14 22 23 225
15–19 232 249 420
20–24 343 333 460
25–29 367 325 431
30–34 293 299 396
35–39 218 262 321
40–44 219 166 167
45–49 134 37 24
After Frier, "Natural fertility", 325, table 1.[notes 3]

Imperial Rome largely conforms to what is known as the "Mediterranean" pattern of marital fertility: men married late and women married early.[21] The evidence on marriage age is fairly robust for Roman elites: men in the senatorial class were expected to marry in their early twenties; women were expected to marry in their early teens. According to the most plausible interpretation of the evidence from funerary commemoration, in the lower classes, women married in their late teens or early twenties, and men married in their late twenties or early thirties.[22]

The Roman pattern thus stands in contrast to the "Eastern" (i.e., East Asian) pattern, in which both men and women married young.[21] China, the major example of the "Eastern" pattern, also had lower levels of fertility than Rome. This was apparently achieved by a combination of prolonged breastfeeding, female infanticide, and male celibacy, though the details are controversial.[23] Roman families share some features of the "Eastern" pattern. Roman Egypt, for example, had a custom of extended breastfeeding, which may have lengthened birth spacing. Egyptian fertility levels are comparable to those recorded in the early modern Japanese village Nakahara, where about half the population practiced family limitation. On the historian Walter Scheidel's judgment, this speaks to the incidence of family limitation even in what are supposedly "natural fertility" regimes.[24]

Roman and Greek literary and legal tradition also makes frequent reference to the "Eastern" demographic features infanticide and child exposure. Although the extent of these practices is unlikely to have been small, it is nonetheless impossible to quantify (nor can reported gender ratios permit judgment on the prevalence of femicide). These "Eastern" features did not prevail in medieval or modern Europe, where there were cultural and structural factors directly discouraging them or diminishing their effects on childhood mortality (religious doctrine, legal enforcement, institutions of foundling care, child labor, wet-nursing, etc.). These constraints were weak or absent in Greek and Roman society.[25]

Migration

Map showing the "roman coloniae" in the second century, after Trajan. Note the concentration in Italia (Italy), Gallia (France) and Hispania (Spain)

According to the Cavalli–Sforza reconstruction of genetic history, there was little migration in Europe after the Iron Age. Most population growth can therefore be ascribed to the gradual expansion of local populations under conditions of improving fertility, rather than inter-regional transfer. That said, local migration from village to village may have been substantial; for the successful dedication and expansion of new settlements, it would have been necessary. The geography of the Mediterranean made this fairly convenient;[26] at the beginning of the empire, about 750,000 Italians lived in the provinces.[27] Julius Caesar, Mark Anthony and Octavian-Augustus settled many of their veterans in colonies, in Italy, and the provinces. Those established in Italy up to 14 BCE have been studied by Keppie (1983). In his account of the achievements of his long reign (Res Gestae), Augustus stated that he had settled 120,000 soldiers in twenty colonies in Italy in 31 BCE, then 100.000 men in colonies in Spain and southern Gaul in 14 BCE, followed by another 96.000 in 2 BCE.[28] Brian Campbell also states "From 49 to 32 BCE about 420,000 Italians were recruited" - which would thus be the Veteran (citizen) stock that was largely sent to the provinces (colonies) during Augustus; The Lex Calpurnia however also allowed citizenship to be granted for distinguished bravery - as example the 1,000 Socii from Camerinum after Vercellae 101 BCE (Plutarch Mar. XXXVIII) or the auxiliary (later Leg. XXII Deiotariana) after Zela. By the time of Augustus the Legions consisted mostly of ethnic Latins/Italics and Cisalpine Gauls[29]

Even if there was a huge colonization process - in the first century BCE until the second century CE - with the creation of more than 500 colonies of Roman citizens (mostly from central Italy) in the full Roman empire, in gross numbers, the slave trade was the most important factor in inter-regional migration, bringing millions to Roman Italy. Their impact on the Italian genetics was insignificant though, because the slaves imported in Italy were native Europeans, and very few if any of them had extra European origin. Recent biochemical analysis of 166 skeletons from three non-elite imperial-era cemeteries in the vicinity of Rome (where the bulk of the slaves lived) shows that only 1 individual definitely came from outside of Europe (North Africa), and another 2 possibly did, but results are inconclusive. In the rest of the Italian peninsula, the amount of non European slaves was definitively much lower than that.[30][31] Other than that, there was no apparent net inter-regional migration in the imperial period, except perhaps a small continuous resettlement of Easterners in the West.[32]

Population

Modern estimates of the population of the Roman Empire derive from the fundamental work of nineteenth-century historian Karl Julius Beloch.[33] His estimates of the area of different components of the empire, based on planimetric estimates by contemporary military cartographers, have not been challenged by any more modern analyst. By providing a check to population densities, these area figures compel a baseline level of plausibility.[34] Beloch's 1886 estimate of the population of the empire in 14 CE has withstood contemporary and more recent criticism, and underlies modern analysis (his 1899 revision of those figures is less esteemed). Only his estimates for Anatolia and Greater Syria required extensive revision; Beloch estimated population figure, 19 million, produced population densities not otherwise achieved in those areas until the 20th century. Bruce Frier, in a recent estimate of the population of the empire, suggested a figure of 12 million as "considerably more plausible".[35] Beloch's figures for Spain and Africa have also been revised downwards.[36]

This estimate produces a population density of 13.6 inhabitants per square kilometer, a very low figure by modern standards (the United Kingdom, for example, has a population density of 254.7/km2). The population density in the Greek East was 20.9/km2, twice as dense as the Latin West at 10.6/km2; only the Western provinces of Italy and Sicily had a density comparable to the East.[37] Slaves constituted about 15 percent of the Empire's total population; the proportionate figure would be much higher in Italy and much lower in Africa and Egypt.[38]

Estimate of the Population of the Empire
Region Area
(1000 km2)
14 CE Population
(millions)
14 CE Density
(per km2)
164 CE Population
(millions)
164 CE Density
(per km2)
Population increase
(per cent)
Greek peninsula[notes 4] 267 2.8 10.5 3.0 11.2 7.1
Anatolia 547 8.2 15.0 9.2 16.8 12.2
Greater Syria[notes 5] 109 4.3 39.4 4.8 44.0 11.6
Cyprus 9.5 0.2 21.2 0.2 21.1
Egypt 28 4.5 160.7 5.0 178.6 11.1
Libya 15 0.4 26.7 0.6 40.0 50.0
Greek East 975.5 20.4 20.9 22.9 23.5 12.3
Annexations 0.2
Greek East
(with annexations)
23.1
Italy 250 7.0 28.0 7.6 30.4 8.6
Sicily 26 0.6 23.1 0.6 23.1
Sardinia and Corsica 33 0.5 15.2 0.5 15.2
Maghreb 400 3.5 8.8 6.5 16.3 85.7
Iberia 590 5.0 8.5 7.5 12.7 50.0
Gaul and Germany 635 5.8 9.1 9.0 14.2 55.2
Danube Region 430 2.7 6.3 4.0 9.3 48.1
Latin West 2,364 25.1 10.6 35.7 15.1 42.2
Annexations 2.5
Latin West
(with annexations)
38.2
Roman Empire 3,339.5 45.5 13.6 61.4 15.9 34.9
"Area" includes client kingdoms annexed soon after 14 CE.
After Frier, "Demography", 812, table 5, 814, table 6.

There are few recorded population numbers for the whole of antiquity, and those that exist are often rhetorical or symbolic. Unlike the contemporaneous Han Dynasty, no general census survives for the Roman Empire. The late period of the Roman Republic provides a small exception to this general rule: serial statistics for Roman citizen numbers, taken from census returns, survive for the early Republic through the 1st century CE.[40] Only the figures for periods after the mid-3rd century BCE are reliable, however. Fourteen figures are available for the 2nd century BCE (from 258,318 to 394,736). Only four figures are available for the 1st century BCE, and are feature a large break between 70/69 BCE (910,000) and 28 BCE (4,063,000). The interpretation of the later figures—the Augustan censuses of 28 BCE, 8 BCE, and 14 CE—is therefore controversial.[41] Alternate interpretations of the Augustan censuses (such as those of E. Lo Cascio[42]) produce divergent population histories across the whole imperial period.[43]

Population of Italy and the islands in 165 CE
Population
(millions)
Area
(1000 km2)
Density
(per km2)
Standard interpretation
of the Augustan censuses
8–9 310 26–29
Revised interpretation
of the Augustan censuses
12–13 310 39–42
After Scheidel, "Demography", 47 n. 42, 47.

The enfranchisement of the Cisalpine provinces and the Italian Allies after the Social War would account for some of the population growth of the 1st century BCE.[44] Alternate readings of the Augustan census both accept the basic accuracy of the figures, but assume different methods on the part of the census-takers. The standard interpretation assumes that the census-takers included all citizens—men, women, and children—in the Augustan censuses; the revised interpretation assumes that the census-takers only counted adult men, as they had during the Republican period. The standard interpretation is not supported by any evidence internal to the text, but reduces the implied population totals for 28 BCE Italy from 10 million to a more plausible 4 million.[45] The high total earns support from recorded conflict over land in the late Republic and other indications of population pressure, but does not accord well with comparative evidence from other periods and other parts of the empire.[46]

Urbanization

By the standards of pre-modern economies, the Roman Empire was highly urbanized. In 14 CE, the city of Rome had at least 750,000 inhabitants, more than a tenth of Italy's population. It grew beyond 1 million in the 2nd century CE, a total not again equaled by Western cities until the 19th century. As the imperial capital, Rome was sustained by transfers in kind from throughout the empire; no other city could be sustained at this level. Other major cities in the empire (Antioch, Alexandria, later Carthage) had populations of about a few hundred thousand. High mortality rates and pre-modern sanitary conditions made urban regions net population sinks, with more local deaths than births. They could only be sustained by constant immigration.[47] The large cities provided a major stimulus to demand, and not only for agricultural products, but for manufactured goods and luxury items as well.[48]

Of the remaining cities, most were quite small, usually possessing only 10–15,000 inhabitants, most of whom lived outside the walled city centers. The cumulative urban population for the empire should have been about 5–7 million, perhaps more.[47]

Estimate for the population of the cities in the empire in the 1st century CE
Italy Spain Egypt
Rome 350 Cadiz 65 Alexandria 216
Capua 36 Tarragona 27 Oxyrhyncus 34
Pisa 20 Cordoba 20 Memphis 34
Catania 18 Mérida 15 Hermopolis 24
Naples 15 Cartagena 10 Arsinoe 20
Bologna 10 Pamplona 10 Antinoe 16
Heliopolis 14
Asia Minor Syria North Africa
Smyrna 90 Antioch 90 Carthage 50
Ephesus 51 Apamea 37 Rusicade 20
Nicomedia 34 Damascus 31 Cirta 20
Ancyra 34 Bostra 30 Hadrumetum 20
Pergamum 24 Tyre 20 Sicca V. 16
Cyzicus 24 Baalbek 13.5 Thugga 13
Mytilene 23 Sidon 12 Thysdrus 10
Nicaea 18 Jerusalem 10 Hippo Regis 10
Antiocheia 17 Lambraesis 10
Miletus 15 Greece
Isaura 12 Corinth 50
Trebizond 10 Athens 28
After Maddison, Contours of the World Economy, 42, table 1.6.[notes 6]

Notes

  1. Frier elsewhere quotes material to the effect that cross-class variation in life expectancy in high mortality societies is small.[10]
  2. Mortality" is a function predicting the likelihood that a person aged exactly (x) will die before the next indicated interval; "cohort" lists the number of survivors to exact age (x).
  3. The Gompertz figures are obtained using linear regression on the census figures to create a relational fertility model, producing a probable schedule of true fertility rates. The model uses two values, α and β, that determine the model's relationship to a standard of early marriage and natural fertility. For this dataset, α, which indicates variation from median age of marital maternity, is -0.05, and β, which indicates the degree of fertility concentration, is 0.80. As the standard figure for β is 1.0, the dataset for Roman Egypt shows a wider spread of childbearing than is typical of the standard.[20]
  4. Defined to include the modern territories of Greece, Albania, and European Turkey.[39]
  5. Defined to include the modern territories of Syria, Lebanon, Israel and Palestinian territories.[39]
  6. Population figures in the 11th century. Table excludes cities with estimated populations smaller than 10,000. Maddison follows the estimates J. C. Russell, Late Ancient and Medieval Population (Philadelphia: American Philosophical Society, 1958), 65–83.

References

  1. Scheidel, "Demography", 42–43.
  2. 2.0 2.1 Scheidel, "Demography", 43.
  3. Frier, "Demography", 787; Scheidel, "Demography", 42.
  4. Frier, "Demography", 788.
  5. Scheidel, "Demography", 38–39.
  6. 6.0 6.1 6.2 Scheidel, "Demography", 39.
  7. Frier, "Demography", 788. On this model, Frier cites A. J. Coale and P. Demeny Regional Model Life Tables and Stable Populations, 2nd ed. (Princeton, 1983).
  8. Frier, "Demography", 789. See also the extensive criticism in Scheidel, "Roman age structure", 1–26.
  9. Frier, "Demography", 789.
  10. Frier, "Roman life expectancy", 228 n. 36.
  11. Frier, "Demography", 789; Scheidel, "Demography", 39.
  12. Scheidel, "Roman age structure", 8.
  13. Scheidel, "Roman age structure", 6–7.
  14. Scheidel, "Demography", 40.
  15. Scheidel, "Demography", 40–41.
  16. Scheidel, "Demography", 41.
  17. Scheidel, "Demography", 41–42.
  18. Frier, "Natural fertility", 318–26; Scheidel, "Demography", 66–67.
  19. Scheidel, "Demography", 67.
  20. Frier, "Natural fertility", 325–26.
  21. 21.0 21.1 Scheidel, "Demography", 68.
  22. Saller, "Household", 90.
  23. Scheidel, "Demography", 68–69.
  24. Scheidel, "Demography", 69.
  25. Scheidel, "Demography", 69–70.
  26. Scheidel, "Demography", 49–50.
  27. Scheidel, "Demography", 49–50, 64, 64 n. 114, citing P. A. Brunt, Italian Manpower 225 B.C.–A.D. 14 (Oxford: Oxford University Press, 1987), 263.
  28. Pat Southern - The Roman Army: A Social and Institutional History (2006/Oxford Uni.)
  29. B. Campbell The Roman Army, 31 BC–AD 337 p.9
  30. Lua error in package.lua at line 80: module 'strict' not found.
  31. Lua error in package.lua at line 80: module 'strict' not found.
  32. Scheidel, "Demography", 49–50, 50 n. 55.
  33. Frier, "Demography", 811; Maddison, Contours of the World Economy, 32–33.
  34. Maddison, Contours of the World Economy, 33.
  35. Frier, "Demography", 811, 811 n. 95.
  36. Frier, "Demography", 811 n. 97.
  37. Frier, "Demography", 811–12.
  38. Frier, "Demography", 812.
  39. 39.0 39.1 Frier, "Demography", 812 table 5.
  40. Scheidel, "Demography", 42.
  41. Scheidel, "Demography", 45. Augustan census figures are recorded at Res Gestae 8.
  42. Lo Cascio, "Size of the Roman Population", 23–40.
  43. Maddison, Contours of the World Economy, 33; Scheidel, "Demography", 47 n. 42, 47.
  44. Scheidel, "Demography", 45 n. 35.
  45. Scheidel, "Demography", 45.
  46. Scheidel, "Demography", 47.
  47. 47.0 47.1 Frier, "Demography", 813.
  48. Kehoe, "The Early Roman Empire: Production", 543.

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